Christopher Lind Johnson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Lind Johnson ( ), a licensed former licensee with CE reference AGA971. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JNL Investments Limited |
RO | Type 9 — Asset management | 2017-07-13 | 2018-01-31 |
| JNL Investments Limited |
Rep | Type 9 — Asset management | 2017-04-25 | 2017-07-13 |
| Asiya Investments Hong Kong Limited |
RO | Type 4 — Advising on securities | 2014-01-06 | 2016-02-23 |
| Asiya Investments Hong Kong Limited |
RO | Type 9 — Asset management | 2014-01-06 | 2016-02-23 |
| Asiya Investments Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2013-06-13 | 2014-01-06 |
| Asiya Investments Hong Kong Limited |
Rep | Type 9 — Asset management | 2013-06-13 | 2014-01-06 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-11 | 2012-02-14 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-02-11 | 2012-02-14 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | present | 2003-07-10 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2003-07-10 |
| HSBC Securities (Asia) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-07-10 |
| HSBC Securities (Asia) Limited | Rep | Type 9 — Asset management | present | 2003-07-10 |