Christopher Lind Johnson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Lind Johnson, a licensed former licensee with CE reference AGA971. This person has 5.8 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JNL Investments Limited | RO | Type 9 - Asset management | 2017-07-13 | 2018-01-31 |
| JNL Investments Limited | Rep | Type 9 - Asset management | 2017-04-25 | 2017-07-13 |
| Asiya Investments Hong Kong Limited | RO | Type 4 - Advising on securities | 2014-01-06 | 2016-02-23 |
| Asiya Investments Hong Kong Limited | RO | Type 9 - Asset management | 2014-01-06 | 2016-02-23 |
| Asiya Investments Hong Kong Limited | Rep | Type 4 - Advising on securities | 2013-06-13 | 2014-01-06 |
| Asiya Investments Hong Kong Limited | Rep | Type 9 - Asset management | 2013-06-13 | 2014-01-06 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-11 | 2012-02-14 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-02-11 | 2012-02-14 |
| HSBC Securities (Asia) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-07-10 |
| HSBC Securities (Asia) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-10 |
| HSBC Securities (Asia) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-10 |
| HSBC Securities (Asia) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-07-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Christopher Lind Johnson during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.