Christopher Lind Johnson

CE No. AGA971 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Lind Johnson (), a licensed former licensee with CE reference AGA971. Total licence records on file: 12.

Licence history

FirmRoleRegulated activityFromTo
JNL Investments Limited
RO Type 9 — Asset management 2017-07-13 2018-01-31
JNL Investments Limited
Rep Type 9 — Asset management 2017-04-25 2017-07-13
Asiya Investments Hong Kong Limited
RO Type 4 — Advising on securities 2014-01-06 2016-02-23
Asiya Investments Hong Kong Limited
RO Type 9 — Asset management 2014-01-06 2016-02-23
Asiya Investments Hong Kong Limited
Rep Type 4 — Advising on securities 2013-06-13 2014-01-06
Asiya Investments Hong Kong Limited
Rep Type 9 — Asset management 2013-06-13 2014-01-06
Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
Rep Type 1 — Dealing in securities 2010-02-11 2012-02-14
Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
Rep Type 2 — Dealing in futures contracts 2010-02-11 2012-02-14
HSBC Securities (Asia) Limited Rep Type 1 — Dealing in securities present 2003-07-10
HSBC Securities (Asia) Limited Rep Type 4 — Advising on securities present 2003-07-10
HSBC Securities (Asia) Limited Rep Type 6 — Advising on corporate finance present 2003-07-10
HSBC Securities (Asia) Limited Rep Type 9 — Asset management present 2003-07-10

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