Letian Dai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Letian Dai ( ), a licensed former licensee with CE reference BHP288. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TR Advisors Limited | Rep | Type 4 — Advising on securities | 2022-08-29 | 2025-05-12 |
| TR Advisors Limited | Rep | Type 9 — Asset management | 2021-06-23 | 2025-05-12 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-13 | 2018-07-13 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-06-13 | 2018-07-13 |