Zhe (SFC:AFW435) Feng
馮哲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhe (SFC:AFW435) Feng (馮哲), a licensed former licensee with CE reference AFW435. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2014-10-30 | 2017-04-12 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-01-22 | 2014-07-30 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2006-07-31 | 2008-07-09 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2004-06-25 | 2006-06-02 |