Kin Ping Leung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Ping Leung (梁健平), a licensed Responsible Officer with CE reference AFV543. Currently licensed at 1 firm(s): Hang Seng Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 23.4 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Securities Limited 恒生證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-05-22 | present |
| Hang Seng Securities Limited 恒生證券有限公司 |
RO | Type 4 - Advising on securities | 2017-05-22 | present |
| Hang Seng Futures Limited 恒生期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-05-22 | 2017-07-14 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-12-24 | 2017-05-22 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2008-12-24 | 2017-06-28 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2010-09-09 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2010-09-09 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-07 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-12-01 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Ping Leung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.