Chuen Chung Lau
劉存忠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chuen Chung Lau (劉存忠), a licensed former licensee with CE reference AHJ323. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-06-13 | 2015-10-13 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-06-13 | 2015-10-13 |
| Hang Seng Securities Limited 恒生證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-02-02 | 2015-10-13 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2004-02-02 | 2015-10-13 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 4 — Advising on securities | 2004-02-02 | 2015-10-13 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-02 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-02 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-23 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-23 |