Horace Wah On Kwan
關華安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Horace Wah On Kwan (關華安), a licensed former licensee with CE reference ADC625. This person has 19.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2022-10-20 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2022-10-20 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-07 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-12-01 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Horace Wah On Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.