Horace Wah On Kwan
關華安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Horace Wah On Kwan (關華安), a licensed former licensee with CE reference ADC625. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2022-10-20 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2022-10-20 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-07 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-12-01 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-07 |