Yue (SFC:AFU292) Wu
吳鉞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue (SFC:AFU292) Wu (吳鉞), CE reference AFU292. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Xuanwu Capital Management Limited 玄武資本管理有限公司 |
RO | Type 4 — Advising on securities | 2021-03-16 | 2021-05-16 |
| Xuanwu Capital Management Limited 玄武資本管理有限公司 |
RO | Type 9 — Asset management | 2021-03-16 | 2021-05-16 |
| Xuanwu Capital Management Limited 玄武資本管理有限公司 |
RO | Type 4 — Advising on securities | 2020-04-28 | 2020-12-31 |
| Xuanwu Capital Management Limited 玄武資本管理有限公司 |
RO | Type 9 — Asset management | 2020-04-28 | 2020-12-31 |
| Xuanwu Capital Management Limited 玄武資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-03 | 2020-04-28 |
| Xuanwu Capital Management Limited 玄武資本管理有限公司 |
Rep | Type 9 — Asset management | 2019-12-03 | 2020-04-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-11-29 | 2006-03-17 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-03 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-03-03 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-03 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-03-03 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-03 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | present | 2004-03-03 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-03 |