Su See Tang
陳淑茜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Su See Tang (陳淑茜), a licensed Representative with CE reference AFU064. Currently licensed at 1 firm(s): Goldman Sachs (Asia) L.L.C.. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2024-04-24 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2024-04-24 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2018-01-09 | 2023-08-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-01-12 | 2010-09-04 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-01-12 | 2010-09-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2005-01-12 | 2010-09-04 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2005-01-12 | 2010-09-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2005-01-12 | 2010-09-04 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2005-01-12 | 2010-09-04 |