Elaine Ying Woo
胡瀅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elaine Ying Woo (胡瀅), a licensed former licensee with CE reference AFT765. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-06-11 | 2020-08-31 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2012-06-11 | 2020-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | 2012-06-11 | 2013-10-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2010-01-22 | 2011-05-25 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-01-22 | 2011-05-25 |