Kin Man (SFC:AFT507) Siu
蕭鍵民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Man (SFC:AFT507) Siu (蕭鍵民), a licensed former licensee with CE reference AFT507. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-25 | 2021-05-15 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 - Advising on securities | 2014-08-26 | 2021-05-15 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2010-10-06 | 2014-12-17 |
| HSBC Life (International) Limited 滙豐人壽保險（國際）有限公司 |
Rep | Type 4 - Advising on securities | present | 2010-05-01 |
| HSBC Life (International) Limited 滙豐人壽保險（國際）有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-07-07 |
| HSBC Life (International) Limited 滙豐人壽保險（國際）有限公司 |
Rep | Type 9 - Asset management | present | 2003-07-07 |