Sze Chit Peter Yu
余思哲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Chit Peter Yu (余思哲), a licensed former licensee with CE reference AFT464. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-10 | 2018-06-15 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-09-10 | 2018-06-15 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-19 | 2012-09-01 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-06-19 | 2012-09-01 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-26 | 2012-06-09 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-01-26 | 2012-06-09 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 9 - Asset management | 2011-01-26 | 2012-06-09 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-19 | 2011-01-14 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-01-19 | 2011-01-14 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2004-01-13 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | present | 2004-01-13 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-01-12 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 5 - Advising on futures contracts | present | 2004-01-12 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-01-12 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2004-01-13 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2004-01-13 |
| Celestial Finance Limited 時富財務有限公司 |
Rep | Type 8 - Securities margin financing | present | 2004-01-12 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 9 - Asset management | present | 2004-01-12 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-01-12 |