Nicolas Jean Xavier Reille
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicolas Jean Xavier Reille ( ), a licensed former licensee with CE reference AFS561. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-17 | 2024-02-07 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-06-17 | 2024-02-07 |
| Natixis Asia Limited | RO | Type 1 — Dealing in securities | 2017-03-21 | 2019-01-23 |
| Natixis Asia Limited | RO | Type 4 — Advising on securities | 2017-03-21 | 2019-01-23 |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2014-10-13 | 2017-03-21 |
| Natixis Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2014-10-13 | 2019-01-23 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2014-10-13 | 2017-03-21 |
| Natixis Asia Limited | Rep | Type 5 — Advising on futures contracts | 2014-10-13 | 2019-01-23 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-07 | 2014-08-31 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 9 — Asset management | 2014-05-07 | 2014-08-31 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2007-03-14 | 2009-10-10 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-15 | 2007-03-14 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2003-11-27 | 2004-06-27 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-11-27 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-09 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-09 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-09 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-09 |