Wai Leung Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Leung Lam (林偉亮), a licensed Representative with CE reference AFS532. Currently licensed at 1 firm(s): Citigroup Global Markets Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 18.3 years of SFC licence history. Total licence records on file: 16.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2025-06-03 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-06-03 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-17 | 2022-07-07 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-09-17 | 2022-07-07 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2012-01-11 | 2014-06-09 |
| Triskele Capital Management Limited 卓司高資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-06-10 | 2011-12-31 |
| Triskele Capital Management Limited 卓司高資產管理有限公司 |
Rep | Type 9 - Asset management | 2009-06-10 | 2011-12-31 |
| Fore Asia, Limited | RO | Type 4 - Advising on securities | 2006-06-01 | 2007-10-20 |
| Fore Asia, Limited | RO | Type 9 - Asset management | 2006-06-01 | 2007-10-20 |
| Fore Asia, Limited | Rep | Type 4 - Advising on securities | 2005-12-23 | 2006-06-01 |
| Fore Asia, Limited | Rep | Type 9 - Asset management | 2005-12-23 | 2006-06-01 |
| Wharton Investment Advisors Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-03-19 |
| Wharton Investment Advisors Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-10-19 |
| Wharton Investment Advisors Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-10-19 |
| Wharton Investment Advisors Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-19 |
| Wharton Investment Advisors Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-10-19 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Leung Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Otto Chun Shing Chan | Triskele Capital Management Limited | 2009–2011 |
| Tsuyoshi Shiba | Triskele Capital Management Limited | 2009–2011 |
| Sarang Maitreya Karkhanis | Wharton Investment Advisors Limited | 2003–2005 |
| Vanessa Jane Post | Wharton Investment Advisors Limited | 2003–2005 |
| Shun Shan Fung | Triskele Capital Management Limited | 2009–2011 |
| David Kenneth Post | Wharton Investment Advisors Limited | 2003–2005 |
| Christopher James Littell | Wharton Investment Advisors Limited | 2003–2005 |
| Wang Chow | Triskele Capital Management Limited | 2010–2011 |
| Jinglin Wang | Fore Asia, Limited | 2005–2007 |
| Jianduan Chen | Fore Asia, Limited | 2005–2007 |
| S. Imran Shabbir Rizvi | Fore Asia, Limited | 2005–2007 |
| Jing Fu | Triskele Capital Management Limited | 2011 |
| To Man Mak | Triskele Capital Management Limited | 2009–2010 |
| Bibo Cai | Fore Asia, Limited | 2007 |
| Wai Kar Wong | Triskele Capital Management Limited | 2011 |
| Man Wai Leung | Triskele Capital Management Limited | 2011 |
| John Blair Young | Fore Asia, Limited | 2005–2006 |