Sin Hung Kwok

郭倩紅
CE No. AFS186 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sin Hung Kwok (郭倩紅), CE reference AFS186. Currently licensed at 1 firm(s): Macquarie Capital Limited. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 4 — Advising on securities 2024-04-05 present
CLSA Limited
中信里昂證券有限公司
Rep Type 4 — Advising on securities 2019-12-24 2024-01-04
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 4 — Advising on securities 2010-09-15 2012-07-18
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
法國巴黎資產管理亞洲有限公司
Rep Type 4 — Advising on securities present 2004-11-10
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
法國巴黎資產管理亞洲有限公司
Rep Type 5 — Advising on futures contracts present 2004-11-10
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
法國巴黎資產管理亞洲有限公司
Rep Type 9 — Asset management present 2004-11-10

Related