Paul Robert Redbourn
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Robert Redbourn ( ), a licensed former licensee with CE reference AFQ906. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2019-01-08 | 2019-01-26 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2018-12-12 | 2018-12-15 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2018-08-22 | 2018-08-30 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2018-03-08 | 2018-04-12 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2017-08-24 | 2017-08-30 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2017-06-01 | 2017-06-09 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2016-09-01 | 2016-09-08 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2016-03-10 | 2016-03-19 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2015-11-16 | 2015-11-20 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2015-09-18 | 2015-09-26 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2015-04-01 | 2015-04-13 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2014-06-11 | 2015-01-28 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2014-06-11 | 2015-01-28 |
| UBS Securities Asia Limited | RO | Type 1 — Dealing in securities | 2010-10-15 | 2014-06-11 |
| UBS Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2006-03-10 | 2014-06-11 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2003-05-14 | 2015-01-28 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2010-10-15 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2003-05-13 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-05-13 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2003-05-13 |