Ada Ho Yan Poon
潘可欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ada Ho Yan Poon (潘可欣), a licensed Representative with CE reference AFQ511. Currently licensed at 1 firm(s): Jefferies Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2023-10-13 | present |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-29 | present |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-04-29 | 2012-11-14 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-03-01 | 2011-02-21 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2006-08-21 | 2011-02-21 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2004-07-05 | 2006-07-14 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | present | 2004-07-01 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | present | 2004-06-28 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | present | 2004-06-28 |