Jimmy Chi Kit Ng
吳志傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimmy Chi Kit Ng (吳志傑), a licensed former licensee with CE reference AFQ221. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2007-11-26 | 2008-04-09 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2007-11-26 | 2008-04-09 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-04-15 | 2003-07-22 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2003-04-15 | 2003-07-22 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-04-15 | 2003-07-22 |