Kam Ming (SFC:AFP503) Wong
王錦明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Ming (SFC:AFP503) Wong (王錦明), a licensed former licensee with CE reference AFP503. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-02 | 2022-07-29 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2009-07-02 | 2013-08-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2006-04-18 | 2009-07-01 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-07-30 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-04-09 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-23 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-30 |