Stephanie Suk Wai Liu
廖淑慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephanie Suk Wai Liu (廖淑慧), a licensed former licensee with CE reference AFO817. This person has 8.9 years of SFC licence history. Total licence records on file: 6.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities Holdings Limited 中國証券控股有限公司 |
RO | Type 1 - Dealing in securities | 2011-06-01 | 2012-03-16 |
| China Securities Holdings Limited 中國証券控股有限公司 |
RO | Type 1 - Dealing in securities | 2005-10-07 | 2011-05-06 |
| China Securities Holdings Limited 中國証券控股有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-10-07 |
| China Securities Holdings Limited 中國証券控股有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-02-16 |
| China Securities Holdings Limited 中國証券控股有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-16 |
| China Securities Holdings Limited 中國証券控股有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephanie Suk Wai Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.