Yan Ho Wai
衛仁豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Ho Wai (衛仁豪), a licensed former licensee with CE reference ADJ592. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities Holdings Limited 中國証券控股有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-09 | 2005-08-02 |
| Ziar & Company |
Rep | Type 1 — Dealing in securities | present | 2004-04-01 |
| Ziar & Company |
Rep | Type 4 — Advising on securities | present | 2004-04-01 |
| Ziar & Company |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-01 |
| Ziar & Company |
Rep | Type 9 — Asset management | present | 2004-04-01 |