Kwong Wa Cheng

鄭光華
CE No. AFF132 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Wa Cheng (鄭光華), a licensed former licensee with CE reference AFF132. This person has 4.6 years of SFC licence history. Total licence records on file: 6.

Information

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Licence history

FirmRoleRegulated activityFromTo
Prudential Brokerage Limited
信誠證券有限公司
Rep Type 1 - Dealing in securities 2008-08-19 2009-01-14
Tensant Securities Limited
天晟證券有限公司
Rep Type 1 - Dealing in securities 2006-03-07 2008-05-19
China Securities Holdings Limited
中國証券控股有限公司
Rep Type 1 - Dealing in securities Pre-2003 2005-03-31
China Securities Holdings Limited
中國証券控股有限公司
Rep Type 4 - Advising on securities Pre-2003 2005-01-25
China Securities Holdings Limited
中國証券控股有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2005-01-25
China Securities Holdings Limited
中國証券控股有限公司
Rep Type 9 - Asset management Pre-2003 2005-01-25

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwong Wa Cheng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Dany Ping Fai Iu Tensant Securities Limited 2006–2008
Leo Tak Wing Sung Tensant Securities Limited 2006–2008
King Chiu Li China Securities Holdings Limited 2003–2005
Carmen Ka Man Au China Securities Holdings Limited 2003–2005
Stephanie Suk Wai Liu China Securities Holdings Limited 2003–2005
Kwong Lui Fu Tensant Securities Limited 2006–2008
Ying Sum Lee China Securities Holdings Limited 2003–2004
Ming Chi Choi China Securities Holdings Limited 2003–2004
Wan Ha China Securities Holdings Limited 2003–2005
Cheung Wu Chan Tensant Securities Limited 2007–2008
Hou Cheong Lee China Securities Holdings Limited 2003–2005
Ming Hung Lee China Securities Holdings Limited 2003–2005
Wendy Man Wah Poon China Securities Holdings Limited 2003–2005
Siu Fun Cheung China Securities Holdings Limited 2003–2005
Chun Lam China Securities Holdings Limited 2003–2004
Yiu Wah Shum China Securities Holdings Limited 2004–2005
Yan Ho Wai China Securities Holdings Limited 2004–2005
Kwong Yu Ho China Securities Holdings Limited 2003
Choi Hung Chan Prudential Brokerage Limited 2008–2009
Yu Hin Luk Prudential Brokerage Limited 2008–2009
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