Ping Lin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ping Lin (林蘋), a licensed Representative with CE reference AFO661. Currently licensed at 2 firm(s): UOB Kay Hian (Hong Kong) Limited, UOB Kay Hian Futures (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 23.2 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-17 | present |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-03-17 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2023-03-17 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-04-06 | 2023-03-03 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2020-04-06 | 2023-03-03 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-09 | 2023-03-03 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-03-09 | 2023-03-03 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-22 | 2020-02-24 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-10-22 | 2020-02-24 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-10-28 | 2018-10-12 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2018-10-12 |
| DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-10-28 |
| DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-12-10 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-20 |
| DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-20 |
| DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-10-20 |
| DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-20 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-13 |
| DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-20 |
| DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-20 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ping Lin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.