Siu Fai Au

區紹輝
CE No. AFN594 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Fai Au (區紹輝), a licensed former licensee with CE reference AFN594. This person has 20.7 years of SFC licence history. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
BOCI-Prudential Asset Management Limited
中銀國際英國保誠資產管理有限公司		 Rep Type 1 - Dealing in securities 2009-02-11 2012-03-31
BOCI-Prudential Asset Management Limited
中銀國際英國保誠資產管理有限公司		 Rep Type 4 - Advising on securities 2005-04-21 2026-01-01
Prudential Assurance Company Limited, The
英國保誠保險有限公司		 Rep Type 4 - Advising on securities 2005-03-17 2005-03-31

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Fai Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.

NameShared firmOverlap
Yee Ching Kong Prudential Assurance Company Limited, The 2005
Mui Chung Chu Prudential Assurance Company Limited, The 2005
Joel Siu Hung Leung Prudential Assurance Company Limited, The 2005
Wai Man Liu Prudential Assurance Company Limited, The 2005
Chung Kan Chang Prudential Assurance Company Limited, The 2005
Po Chun Fei Prudential Assurance Company Limited, The 2005
Sharon Yam Ngai Lam Prudential Assurance Company Limited, The 2005
Chak Lin Lau Prudential Assurance Company Limited, The 2005
Wing Yin Lau Prudential Assurance Company Limited, The 2005
Rainbow Suk Yee Poon Prudential Assurance Company Limited, The 2005
Wai Man Tai Prudential Assurance Company Limited, The 2005
Cecillia Chau Ting Wong Prudential Assurance Company Limited, The 2005
Louis King Nang Wong Prudential Assurance Company Limited, The 2005
Siu Fung Yeung Prudential Assurance Company Limited, The 2005
Yau Hung Szeto Prudential Assurance Company Limited, The 2005
Henry Wai Hon Chan Prudential Assurance Company Limited, The 2005
Kam Shan Chan Prudential Assurance Company Limited, The 2005
Po Shing Chan Prudential Assurance Company Limited, The 2005
Ella Suk Ling Chan Prudential Assurance Company Limited, The 2005
Wing Yan Chung Prudential Assurance Company Limited, The 2005

Related