Pui Hang Julian Lee
李沛鏗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Hang Julian Lee (李沛鏗), a licensed former licensee with CE reference AFN050. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-09-04 | 2020-07-01 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-01-12 | 2017-09-04 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2016-09-22 | 2020-07-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 4 — Advising on securities | 2016-09-22 | 2020-07-01 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-09-22 | 2020-07-01 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-03-07 | 2015-01-08 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-03-07 | 2015-01-08 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-03-07 | 2015-01-08 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2007-06-21 | 2012-01-10 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2007-06-21 | 2012-01-10 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2007-06-21 | 2012-01-10 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | 2007-06-21 | 2012-01-10 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | 2007-06-21 | 2012-01-10 |
| Merrill Lynch Far East Limited | RO | Type 6 — Advising on corporate finance | 2007-06-21 | 2012-01-10 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-05-19 | 2007-06-21 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2005-05-19 | 2007-06-21 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2005-05-19 | 2007-06-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2007-06-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2007-06-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2007-06-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2005-01-25 |