Anna Pui Fung Yeung
楊佩鳳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anna Pui Fung Yeung (楊佩鳳), a licensed former licensee with CE reference AFM432. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-03 | 2024-03-14 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-01 | 2012-09-13 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2003-08-05 | 2010-07-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2003-08-05 | 2010-07-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | 2003-08-05 | 2003-12-02 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | present | 2003-08-01 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-08-01 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | present | 2003-08-01 |