Cheuk Wa Sun
孫卓華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheuk Wa Sun (孫卓華), a licensed former licensee with CE reference AFM321. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-10 | 2020-01-16 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-07-06 | 2012-09-05 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | present | 2004-05-05 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | present | 2004-05-05 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | present | 2004-05-05 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-05-05 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | present | 2004-05-05 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | present | 2004-05-05 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-05-05 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 9 - Asset management | present | 2004-05-05 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 9 - Asset management | present | 2004-05-05 |