Yung Sze Chan
陳容施
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yung Sze Chan (陳容施), CE reference AFL250. Currently licensed at 1 firm(s): CITIC Securities Brokerage (HK) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-30 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-28 | 2004-01-26 |
| China Securities Holdings Limited 中國証券控股有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-13 |
| China Securities Holdings Limited 中國証券控股有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-13 |
| China Securities Holdings Limited 中國証券控股有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-13 |
| China Securities Holdings Limited 中國証券控股有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-13 |