Ming Chung Lau
劉明聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Chung Lau (劉明聰), a licensed former licensee with CE reference AFL162. This person has 4.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-31 | 2017-04-07 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-31 | 2017-04-07 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-21 | 2013-03-28 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2011-02-21 | 2013-03-28 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2003-11-25 | 2004-08-20 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 - Advising on securities | 2003-11-25 | 2004-08-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ming Chung Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.