Ming Chung Lau
劉明聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Chung Lau (劉明聰), a licensed former licensee with CE reference AFL162. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-31 | 2017-04-07 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-31 | 2017-04-07 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-21 | 2013-03-28 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2011-02-21 | 2013-03-28 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2003-11-25 | 2004-08-20 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | 2003-11-25 | 2004-08-20 |