Chi Kin (SFC:AFJ877) Lau
劉智健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kin (SFC:AFJ877) Lau (劉智健), a licensed former licensee with CE reference AFJ877. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | RO | Type 1 — Dealing in securities | 2006-07-12 | 2014-05-07 |
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2004-12-24 | 2006-07-12 |
| LGT Investment Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2004-12-24 | 2014-05-07 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-09-23 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-09-23 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-09-23 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-23 |