Beata Kit Sum Yeung
楊潔心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Beata Kit Sum Yeung (楊潔心), a licensed Representative with CE reference AFH095. Currently licensed at 1 firm(s): BOCI Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-07-30 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-08 | present |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 - Advising on securities | 2008-12-29 | 2012-02-16 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2004-09-02 | 2012-02-16 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 - Dealing in securities | present | 2004-08-26 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-10-22 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-10-13 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 9 - Asset management | present | 2003-10-13 |