Peter James Warnes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter James Warnes ( ), a licensed former licensee with CE reference AFG745. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pearl Bridge Asset Management Limited 橋匯資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-01-15 | 2020-05-06 |
| Pearl Bridge Asset Management Limited 橋匯資產管理有限公司 |
RO | Type 9 — Asset management | 2019-01-15 | 2020-05-06 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-05-16 | 2017-10-24 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2016-05-16 | 2017-10-24 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-10-06 | 2017-10-24 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-26 | 2016-05-16 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-08-26 | 2016-05-16 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2011-03-18 | 2014-07-02 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2014-07-02 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-04-06 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2014-07-02 |