Ka Chung Kwok
郭家聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Chung Kwok (郭家聰), a licensed former licensee with CE reference AFG520. This person has 9.6 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-19 | 2013-01-01 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-07-19 | 2013-01-01 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-16 | 2007-05-19 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-06-16 | 2007-05-19 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-10-14 | 2006-06-09 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-31 | 2006-06-09 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-03-31 | 2006-06-09 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-03-31 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-03-31 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-10-09 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-03-31 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Chung Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.