David Michael Perrett
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Michael Perrett, a licensed former licensee with CE reference AFF191. This person has 9.9 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2012-12-18 | 2013-12-05 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2012-12-18 | 2013-12-05 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2012-12-18 | 2013-12-05 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2012-09-12 | 2012-12-18 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2012-09-12 | 2012-12-18 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2012-09-12 | 2012-12-18 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2012-03-28 | 2013-12-05 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2012-03-28 | 2012-09-12 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2009-12-24 | 2012-03-28 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2009-12-24 | 2012-03-28 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2004-11-23 | 2009-03-26 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2004-11-23 | 2009-03-26 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-11-22 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
RO | Type 9 - Asset management | Pre-2003 | 2004-11-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Michael Perrett during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.