John Sungtak Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Sungtak Kim, a licensed former licensee with CE reference AFF179. This person has 15.1 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Newtonian Capital Management Limited | RO | Type 9 - Asset management | 2007-09-20 | 2018-11-28 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-02-27 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2007-02-27 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-29 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-10-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-10-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-29 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-10-13 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as John Sungtak Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kie Yul Nam | Newtonian Capital Management Limited | 2010–2018 |
| Mun Yee Wong | Newtonian Capital Management Limited | 2008–2015 |
| Seung Hyun Moon | Newtonian Capital Management Limited | 2007–2008 |
| Sai Ma | Newtonian Capital Management Limited | 2008 |
| Hong Yeol Na | Newtonian Capital Management Limited | 2007–2008 |
| Tingting Peng | Newtonian Capital Management Limited | 2008 |
| Patrick Chin Hung Ko | Newtonian Capital Management Limited | 2007–2008 |
| Kwok Ming Wong | Newtonian Capital Management Limited | 2013 |
| Youngah Lee | Newtonian Capital Management Limited | 2007–2008 |
| Jun Nyun Kim | Newtonian Capital Management Limited | 2007–2008 |
| Young Chi Cho | Newtonian Capital Management Limited | 2007 |