Tak Shing Li
李德盛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Shing Li (李德盛), a licensed Representative with CE reference AFE416. Currently licensed at 2 firm(s): Everbright Securities Investment Services (HK) Limited, CES Commodities (HK) Limited . Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-09 | present |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-09 | present |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-24 | 2011-02-28 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-12-24 | 2011-02-28 |
| Chong Hing Commodities And Futures Limited 創興商品期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-09-04 | 2010-07-26 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-07-26 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-11 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-11 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-01-11 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-11 |