Siu Chung (SFC:AFE223) Chan
陳紹宗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Chung (SFC:AFE223) Chan (陳紹宗), a licensed former licensee with CE reference AFE223. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-17 | 2023-03-31 |
| HSBC Securities (Asia) Limited | RO | Type 1 — Dealing in securities | 2017-11-17 | 2018-08-31 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-11-17 | 2023-03-31 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 7 — Providing automated trading services | 2017-11-17 | 2023-03-31 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2017-11-17 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-09-10 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-10 |