Tik Wa Lee
李迪華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tik Wa Lee (李迪華), a licensed former licensee with CE reference AFD428. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-10 | 2019-03-22 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-23 | 2011-06-30 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-05 | 2013-12-18 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-11 | 2013-12-18 |
| Angus Moore Limited 安格摩亞投資管理國際有限公司 |
Rep | Type 4 — Advising on securities | 2008-02-06 | 2009-08-26 |
| Gladstone Morgan Portfolio Services Limited |
Rep | Type 4 — Advising on securities | 2005-01-03 | 2008-01-14 |
| Goldyard Capital Limited 金營資本有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-09 |
| Goldyard Capital Limited 金營資本有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-28 |