Tik Wa Lee
李迪華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tik Wa Lee (李迪華), a licensed former licensee with CE reference AFD428. This person has 11.1 years of SFC licence history. Total licence records on file: 8.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-10 | 2019-03-22 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-23 | 2011-06-30 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-05 | 2013-12-18 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-11 | 2013-12-18 |
| Angus Moore Limited 安格摩亞投資管理國際有限公司 |
Rep | Type 4 - Advising on securities | 2008-02-06 | 2009-08-26 |
| Gladstone Morgan Portfolio Services Limited | Rep | Type 4 - Advising on securities | 2005-01-03 | 2008-01-14 |
| Goldyard Capital Limited 金營資本有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-11-09 |
| Goldyard Capital Limited 金營資本有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-04-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tik Wa Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.