David Andrew Charles Fergusson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Andrew Charles Fergusson ( ), a licensed former licensee with CE reference AFC195. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-21 | 2006-12-27 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2005-04-28 | 2006-07-21 |