Jocelyn Howard Fisher
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jocelyn Howard Fisher, a licensed former licensee with CE reference AFB130. This person has 15.0 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bucephalus Research Partnership Limited | RO | Type 4 - Advising on securities | 2017-03-24 | 2019-05-31 |
| SF Partners Limited 盛豐資本有限公司 |
RO | Type 4 - Advising on securities | 2014-01-28 | 2017-05-31 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2006-03-14 | 2013-03-08 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2005-06-02 | 2013-03-08 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-06-24 | 2005-06-02 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-03-15 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-15 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-15 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-03-15 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Jocelyn Howard Fisher during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jinjing Shi | SF Partners Limited | 2014–2017 |
| Alexander Robert Medd | Bucephalus Research Partnership Limited | 2017–2019 |
| Andrew John Lawrence | Bucephalus Research Partnership Limited | 2017–2019 |
| Joseph Henry Morgan | Bucephalus Research Partnership Limited | 2017–2018 |
| Robert Michael Wood | Bucephalus Research Partnership Limited | 2018–2019 |
| James Man Him Chung | Bucephalus Research Partnership Limited | 2019 |