Jocelyn Howard Fisher
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jocelyn Howard Fisher ( ), a licensed former licensee with CE reference AFB130. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bucephalus Research Partnership Limited | RO | Type 4 — Advising on securities | 2017-03-24 | 2019-05-31 |
| SF Partners Limited 盛豐資本有限公司 |
RO | Type 4 — Advising on securities | 2014-01-28 | 2017-05-31 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2006-03-14 | 2013-03-08 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2005-06-02 | 2013-03-08 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-24 | 2005-06-02 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2004-03-15 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2004-03-15 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-03-15 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2004-03-15 |