Ricky Shu Wing Lam
林樹榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ricky Shu Wing Lam (林樹榮), CE reference AFA583. Currently licensed at 1 firm(s): Hantec Securities Co. Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-01 |
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-01 |
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-01 |