Helen Kit Lun Yeung
楊潔賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Helen Kit Lun Yeung (楊潔賢), a licensed former licensee with CE reference AFA128. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2003-09-17 | 2005-10-05 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | present | 2010-05-07 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | present | 2005-10-05 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | present | 2010-05-07 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-09-13 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-09-13 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 7 - Providing automated trading services | present | 2005-02-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | present | 2003-09-13 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 9 - Asset management | present | 2003-09-13 |