Joseph Chu Jeong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Chu Jeong ( ), a licensed former licensee with CE reference AEY997. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gravity Asset Management Limited |
RO | Type 4 — Advising on securities | 2024-07-11 | 2025-01-11 |
| Gravity Asset Management Limited |
RO | Type 9 — Asset management | 2024-07-11 | 2025-01-11 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-23 | 2023-12-31 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-23 | 2023-12-31 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-03-23 | 2023-12-31 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-23 | 2023-12-31 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-23 | 2023-12-31 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-03-23 | 2023-12-31 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 9 — Asset management | 2023-03-23 | 2023-12-31 |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-13 | 2022-07-31 |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-08-13 | 2022-07-31 |
| MaiCapital Limited | Rep | Type 4 — Advising on securities | 2020-04-02 | 2020-12-29 |
| MaiCapital Limited | Rep | Type 9 — Asset management | 2020-04-02 | 2020-12-29 |
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-05-13 | 2014-06-20 |
| Religare Capital Markets (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2009-10-21 | 2014-04-20 |
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-01-06 | 2009-10-21 |
| LXL Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2005-11-24 | 2008-10-31 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-31 | 2005-09-30 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2003-07-29 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2003-07-29 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-07-29 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2003-07-29 |