Wai Kit (SFC:AEY372) Lee
李偉傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kit (SFC:AEY372) Lee (李偉傑), CE reference AEY372. Currently licensed at 1 firm(s): TFI Securities and Futures Limited. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2024-12-12 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-12-12 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 4 — Advising on securities | 2024-12-12 | present |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-17 | 2024-12-11 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-08-17 | 2024-12-11 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-17 | 2024-12-11 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-16 | 2022-07-22 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-16 | 2022-07-22 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-18 | 2017-10-16 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-08-18 | 2022-07-22 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-06-14 | 2014-08-14 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-17 | 2014-08-14 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-12-16 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-12-16 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-08 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-09-08 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-08 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-08 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-08 |