Ho Yan (SFC:AEX321) Wong
黃浩仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yan (SFC:AEX321) Wong (黃浩仁), a licensed former licensee with CE reference AEX321. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-08 | 2012-04-13 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | present | 2003-09-01 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | present | 2003-09-01 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-09-01 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | present | 2003-09-01 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-09-01 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-09-01 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 9 - Asset management | present | 2003-09-01 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 9 - Asset management | present | 2003-09-01 |