Wing Sin Lau
劉永善
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Sin Lau (劉永善), a licensed former licensee with CE reference AEW987. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-16 | 2015-05-23 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-05-16 | 2015-05-23 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2012-06-21 | 2013-02-08 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2012-06-21 | 2013-02-08 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-08-28 | 2011-04-06 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2008-08-28 | 2011-04-06 |