Ronald Kwok Kit Wong
黃國傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald Kwok Kit Wong (黃國傑), a licensed former licensee with CE reference AEW968. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | present | 2003-06-18 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | present | 2003-06-18 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | present | 2003-06-18 |
| UBS Securities Hong Kong Limited | Rep | Type 4 - Advising on securities | present | 2003-06-18 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-06-18 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-06-18 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | present | 2003-06-18 |
| UBS Securities Hong Kong Limited | Rep | Type 9 - Asset management | present | 2003-06-18 |