Chiang Ming Quah
柯江明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiang Ming Quah (柯江明), a licensed former licensee with CE reference AER425. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2008-06-05 | 2017-07-15 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2004-08-30 | 2017-07-15 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | present | 2004-07-30 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-07-30 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-11-07 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 9 - Asset management | present | 2003-11-07 |