Art Zen Woo
胡德賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Art Zen Woo (胡德賢), a licensed former licensee with CE reference AEP855. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 |
Rep | Type 10 - Providing credit rating services | 2011-06-01 | 2014-05-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-08-08 | 2009-01-23 |
| HSBC Securities (Asia) Limited | Rep | Type 1 - Dealing in securities | present | 2003-10-24 |
| HSBC Securities (Asia) Limited | Rep | Type 4 - Advising on securities | present | 2003-10-24 |
| HSBC Securities (Asia) Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-10-24 |
| HSBC Securities (Asia) Limited | Rep | Type 9 - Asset management | present | 2003-10-24 |