Ka Lam Hu
胡嘉林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lam Hu (胡嘉林), a licensed former licensee with CE reference AEP558. This person has 14.8 years of SFC licence history. Total licence records on file: 25.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-11 | 2021-06-09 |
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
RO | Type 9 - Asset management | 2021-03-11 | 2021-06-09 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 1 - Dealing in securities | 2017-12-27 | 2019-11-12 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 4 - Advising on securities | 2017-12-27 | 2019-11-12 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 9 - Asset management | 2017-12-27 | 2019-11-12 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-15 | 2019-11-12 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 - Dealing in securities | 2014-04-15 | 2017-12-27 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 - Advising on securities | 2014-04-15 | 2017-12-27 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 - Asset management | 2014-04-15 | 2017-12-27 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2010-12-15 | 2014-04-03 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
RO | Type 4 - Advising on securities | 2010-12-15 | 2014-04-03 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
RO | Type 9 - Asset management | 2010-12-15 | 2014-04-03 |
| First Sentier Investors (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2006-09-01 | 2008-12-09 |
| First Sentier Investors (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2006-09-01 | 2008-12-09 |
| First State (Hong Kong) LLC | RO | Type 4 - Advising on securities | 2006-09-01 | 2007-07-05 |
| First Sentier Investors (Hong Kong) Limited | RO | Type 9 - Asset management | 2006-09-01 | 2008-12-09 |
| First State (Hong Kong) LLC | RO | Type 9 - Asset management | 2006-09-01 | 2008-04-01 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2006-07-10 | 2006-09-01 |
| First State (Hong Kong) LLC | Rep | Type 4 - Advising on securities | 2006-07-10 | 2006-09-01 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 9 - Asset management | 2006-07-10 | 2006-09-01 |
| First State (Hong Kong) LLC | Rep | Type 9 - Asset management | 2006-07-10 | 2006-09-01 |
| Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-06-17 | 2006-06-23 |
| Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-06-23 |
| Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-06-17 |
| Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2006-06-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Lam Hu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.