Karima Khan
簡家寶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karima Khan (簡家寶), a licensed former licensee with CE reference AEP551. This person has 8.2 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-03 | 2014-05-12 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2012-02-03 | 2014-05-12 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2012-02-03 | 2014-05-12 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-25 | 2012-02-01 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-25 | 2012-02-01 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-03-25 | 2012-02-01 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-05-09 | 2010-02-08 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2008-05-09 | 2010-02-08 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2006-04-12 | 2008-04-11 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2005-02-03 | 2008-04-11 |
| Amundi Asset Management | Rep | Type 4 - Advising on securities | 2005-02-03 | 2008-01-01 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 - Asset management | 2005-02-03 | 2008-04-11 |
| Amundi Asset Management | Rep | Type 9 - Asset management | 2005-02-03 | 2008-01-01 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-26 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-26 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-05-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Karima Khan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.